authorized broker


authorized broker
аккредитованный брокер

Ценные бумаги. Англо-русский словарь. . 2013.

Смотреть что такое "authorized broker" в других словарях:

  • broker-dealer multi-clearer — Broker dealer multi clearer: following the Jan.1, 1992 introduction of district licences for each type of activity handled by brockerage firms, members firms with this status are authorized to clear not only their own transactions, but also those …   Financial and business terms

  • broker-dealer individual clearer — Broker dealer individual clearer: following the Jan.1, 1992 introduction of distinct licences for each type of activity handled by brokerage firms, member firms with this status are authorized to clear only trades carried out on behalf of their… …   Financial and business terms

  • Real estate broker — This article is about the North American practice. For other definitions and practices in other countries, see Real estate. For real property, see Real property. Realtor redirects here. For the real estate industry trade association that refers… …   Wikipedia

  • Government Broker — A senior British stockbroker who works for the U.K. government. The government broker is authorized to purchase and sell government securities on the London Stock Exchange. S/he operates according to instructions received from the Bank of England …   Investment dictionary

  • multi-clearer non broker — Multi clearer (non broker): following the January 1, 1992 introduction of distinct licences for each type of activity handled by brokerage firms, member firms with this status are authorized to handle clearing operations only. NYSE Euronext… …   Financial and business terms

  • real estate broker — noun a person who is authorized to act as an agent for the sale of land (Freq. 1) in England they call a real estate agent a land agent • Syn: ↑real estate agent, ↑estate agent, ↑land agent, ↑house agent • Hypernyms: ↑ …   Useful english dictionary

  • NEC broker-dealer — (Négociateur Courtier) NEC a legal person trading for its own account and for third parties, consistent with the investment services for which it has been authorized by applicable banking and financial authorities. An NEC must be designated by a… …   Financial and business terms

  • custom-house broker — One whose occupation it is, as an agent, to arrange entries and other custom house papers, or transact business, at any port of entry, relating to the importation or exportation of goods, wares, or merchandise. A person authorized by the… …   Black's law dictionary

  • custom-house broker — One whose occupation it is, as an agent, to arrange entries and other custom house papers, or transact business, at any port of entry, relating to the importation or exportation of goods, wares, or merchandise. A person authorized by the… …   Black's law dictionary

  • Net capital rule — The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ( SEC ) in 1975 to regulate directly the ability of broker dealers to meet their financial obligations to customers and other creditors.[1] Broker… …   Wikipedia

  • Controlled Substances Act — Acronym CSA Enacted by the 91st United States Congress Effective October 27, 1970 Citations Public La …   Wikipedia